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Aurinia Pharmaceuticals Inc. — Director's Dealing 2021
May 12, 2021
31941_dirs_2021-05-12_a06e69dd-0905-4410-9fe0-99b81130709f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aurinia Pharmaceuticals Inc. (AUPH)
CIK: 0001600620
Period of Report: 2021-05-11
Reporting Person: Martin Michael Robert (Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-11 | Common Stock | M | 20000 | $3.02 | Acquired | 221861 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-11 | Option Grant (right to buy) | $3.02 | M | 20000 | Disposed | 2021-03-30 | Common Stock (20000.0) | Direct |
Footnotes
F1: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.
F2: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. The expiration date was extended as a result of the blackout period.
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