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Aurinia Pharmaceuticals Inc. Director's Dealing 2021

May 12, 2021

31941_dirs_2021-05-12_a06e69dd-0905-4410-9fe0-99b81130709f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aurinia Pharmaceuticals Inc. (AUPH)
CIK: 0001600620
Period of Report: 2021-05-11

Reporting Person: Martin Michael Robert (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-11 Common Stock M 20000 $3.02 Acquired 221861 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-11 Option Grant (right to buy) $3.02 M 20000 Disposed 2021-03-30 Common Stock (20000.0) Direct

Footnotes

F1: Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.

F2: The shares subject to the option are fully vested and immediately exercisable. They vested in twelve equal monthly installments from the grant date. The expiration date was extended as a result of the blackout period.