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AUREKA LIMITED — Major Shareholding Notification 2021
Dec 16, 2021
64352_rns_2021-12-16_53556315-6a09-4516-8e6b-7a7950a4cd1d.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: Navarre Minerals Limited ACN/ARSN: 125 140 105
1. Details of substantial holder
Name: Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on: 14/12/2021 The previous notice was given to the company on: 25/11/2021 The previous notice was dated: 25/11/2021 The holder became aware on: 16/12/2021
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
|||||
| 3. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: |
|||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [94 x 27] intentionally omitted <==
Dated 17 December 2021
==> picture [63 x 10] intentionally omitted <==
Authorised signatory
Page 1
Annexure A
This is annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 17 December 2021
==> picture [94 x 27] intentionally omitted <==
==> picture [75 x 12] intentionally omitted <==
Authorised signatory Dated 17 December 2021
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 25/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3,061.80 |
40,824 OrdinaryShares | 40,824 |
| 25/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
3,719.54 |
50,264 OrdinaryShares | 50,264 |
| 25/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow by an entity controlled byMorgan Stanley |
N/A | 55,027 OrdinaryShares | 55,027 |
| 26/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
9,250.00 | 125,000 OrdinaryShares | 125,000 |
| 26/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,510.71 |
20,415 OrdinaryShares | 20,415 |
| 26/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow by an entity controlled byMorgan Stanley |
N/A | 20,415 OrdinaryShares | 20,415 |
| 29/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,403.19 |
18,962 OrdinaryShares | 18,962 |
| 30/11/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow Returned by an entity controlled byMorgan Stanley |
N/A |
75,442 OrdinaryShares | 75,442 |
| 1/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
9,845.44 |
134,869 OrdinaryShares | 134,869 |
| 1/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
40,689.43 |
565,131 OrdinaryShares | 565,131 |
| 1/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow by an entity controlled byMorgan Stanley |
N/A | 669,404 OrdinaryShares | 669,404 |
| 2/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,337.98 |
18,583 OrdinaryShares | 18,583 |
| 2/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow by an entity controlled byMorgan Stanley |
N/A | 18,583 OrdinaryShares | 18,583 |
| 3/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
211.79 |
2,983 OrdinaryShares | 2,983 |
| 3/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow Returned by an entity controlled byMorgan Stanley |
N/A |
687,987 OrdinaryShares | 687,987 |
| 3/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Borrow by an entity controlled byMorgan Stanley |
N/A | 2,000,000 Ordinary Shares |
2,000,000 |
Page 2
| 8/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
242.28 |
3,365 OrdinaryShares | 3,365 |
|---|---|---|---|---|---|
| 8/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,530.76 |
20,686 OrdinaryShares | 20,686 |
| 9/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
265.97 |
3,694 OrdinaryShares | 3,694 |
| 9/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,439.03 |
20,268 OrdinaryShares | 20,268 |
| 10/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
990.10 |
13,945 OrdinaryShares | 13,945 |
| 13/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,024.45 |
14,635 OrdinaryShares | 14,635 |
| 14/12/2021 | Mitsubishi UFJ Financial Group,Inc. | Sale of securities by an entity controlled byMorgan Stanley |
1,135.32 |
16,945 OrdinaryShares | 16,945 |
Page 3