AUKING MINING LIMITED — Major Shareholding Notification 2021

Oct 7, 2021

Corporations Act 2001

Form 605

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme AUKING MINING LIMITED ACN/ARSN ACN 070 859 522

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 06-Oct-2021 The previous notice was given to the company on 06-Oct-2021 The previous notice was dated 06-Oct-2021

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (4)	Consideration given in relation to change(5)	Class (6) and number of securities affected	Person's votes affected
5-Oct-21	Credit Suisse Equities (Australia) Limited	Acquired on market	15,300.0 AUD	60,000 Common Stock	60,000
5-Oct-21	Credit Suisse Equities (Australia) Limited	Acquired on market	30,725.0 AUD	120,100 Common Stock	120,100
6-Oct-21	Credit Suisse Equities (Australia) Limited	Disposed on market	594,650.30 AUD	-1,813,986 Common Stock	-1,813,986
6-Oct-21	Credit Suisse Equities (Australia) Limited	Disposed on market	364,503.02 AUD	-1,107,390 Common Stock	-1,107,390
6-Oct-21	Credit Suisse Equities (Australia) Limited	Acquired on market	1,539.96 AUD	5,846 Common Stock	5,846
6-Oct-21	Credit Suisse Equities (Australia) Limited	Acquired on market	22,136.72 AUD	87,372 Common Stock	87,372

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name andACN/ARSN(ifapplicable)	Nature ofassociation
N/A

4. Addresses

The addresses of persons named in this form are as follows:

1

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN008496713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN068232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia

Signature print name sign here	Winston Loke capacity Authorised Signatory
	date 8-Oct-2021

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