AUKING MINING LIMITED — Director's Dealing 2021

May 27, 2021

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	AUKING MINING LIMITED
ABN	29 070 859 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Dr Huaisheng Peng
Date of last notice	6 December 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest
Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.	Holding in own name and Director has the capacity to control the voting of the shares held by Biential International Industrial Co Ltd
Date of change	28 May 2021
No. of securities held prior to change Holding in own name Director has the capacity to control the voting of the shares held by Biential International Industrial Co Ltd	Nil 349,018,230 ordinary shares ordinary shares – these shares were subject to a one for 200 share consolidation on 28 May 2021 which reduced the holding to 1,745,092 ordinary shares
Class	Ordinary shares
Number acquired Holding in own name Shares held by Biential International Industrial Co Ltd	420,000 (post consolidation) ordinary shares 7,500,000 (post consolidation) ordinary shares

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.20 per share
No. of securities held after change Holding in own name Shares held by Biential International Industrial Co Ltd	420,000 (post consolidation) ordinary shares 9,245,092 (post consolidation) ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	420,000 shares were issued, following receipt of shareholder approval, in relation to remuneration owed to Dr Peng and 7,500,000 shares were issued, following receipt of shareholder approval, in relation to the repayment of a loan of $1,500,000.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. & class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above No traded during a[+] closed period where prior written clearance was required?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	AUKING MINING LIMITED
ABN	29 070 859 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Qinghai Wang
Date of last notice	6 December 2016

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest
Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.	Holding in own name and Director has the capacity to control the voting of the shares held by Biential International Industrial Co Ltd
Date of change	28 May 2021
No. of securities held prior to change Holding in own name Director has the capacity to control the voting of the shares held by Biential International Industrial Co Ltd	Nil 349,018,230 ordinary shares ordinary shares – these shares were subject to a one for 200 share consolidation on 28 May 2021 which reduced the holding to 1,745,092 ordinary shares
Class	Ordinary shares
Number acquired Holding in own name Shares held by Biential International Industrial Co Ltd	350,000 (post consolidation) ordinary shares 7,500,000 (post consolidation) ordinary shares

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed	nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	$0.20 per share
No. of securities held after change Holding in own name Shares held by Biential International Industrial Co Ltd	350,000 (post consolidation) ordinary shares 9,245,092 (post consolidation) ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	350,000 shares were issued, following receipt of shareholder approval, in relation to remuneration owed to Mr Wang and 7,500,000 shares were issued, following receipt of shareholder approval, in relation to the repayment of a loan of $1,500,000.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. & class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above No traded during a[+] closed period where prior written clearance was required?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	AUKING MINING LIMITED
ABN	29 070 859 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Paul Williams
Date of last notice	19 September 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest
Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.	Holding in own name and in name of Paul R Williams Family Trust (Director is a trustee and beneficiary of the Trust) and in name of Paul Robert Williams & Jill Caroline Strachan
Date of change	28 May 2021
No. of securities held prior to change Holding in name of Paul R Williams Family Trust Holding in name of Paul Robert Williams & Jill Caroline Strachan A/C>	350,000 ordinary shares – these shares were subject to a one for 200 share consolidation on 28 May 2021 which reduced the holding to 1,750 ordinary shares 10,357,173 ordinary shares – these shares were subject to a one for 200 share consolidation on 28 May 2021 which reduced the holding to 51,786 ordinary shares and 75,000 unlisted $1 Long Term Convertible Notes

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	Ordinary shares and Unlisted $1 Convertible Notes
Number acquired	1,614,445 (post consolidation) ordinary shares
Number disposed	nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	1,114,445 shares at $0.20 = $222,889 and 500,000 shares at $0.15 = $75,000
No. of securities held after change Holding in name of Paul R Williams Family Trust Holding in name of Paul Robert Williams & Jill Caroline Strachan A/C>	1,116,195 ordinary shares and 551,786 ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	1,114,445 shares were issued, following receipt of shareholder approval, in relation to remuneration owed to Mr Williams and 500,000 shares were issued, following receipt of shareholder approval, in relation to the conversion of 75,000 unlisted $1 convertible notes.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. & class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2

Appendix 3Y Change of Director’s Interest Notice

Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	AUKING MINING LIMITED
ABN	29 070 859 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert Yang
Date of last notice	26 March 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest
Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest.	Holding in own name
Date of change	28 May 2021
No. of securities held prior to change Holding in own name	8,000 unlisted $1 Convertible Notes
Class	Ordinary shares and Unlisted $1 Convertible Notes
Number acquired	688,818 (post consolidation) ordinary shares
Number disposed	nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	635,485 shares at $0.20 = $127,097 and 53,333 shares at $0.15 = $7,999.95

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Holding in own name	688,818 ordinary shares
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	635,485 shares were issued, following receipt of shareholder approval, in relation to remuneration owed to Mr Yang and 53,333 shares were issued, following receipt of shareholder approval, in relation to the conversion of 8,000 unlisted $1 convertible notes.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. & class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

01/01/2011

Appendix 3Y Page 2