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AUKING MINING LIMITED Capital/Financing Update 2016

Oct 20, 2016

64355_rns_2016-10-20_8acd966c-1595-4712-a3ae-637cb47bb006.pdf

Capital/Financing Update

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Chinalco Yunnan Copper Resources Limited ABN 29 070 859 522

Suite 6, Level 11, 320 Adelaide Street Brisbane QLD 4000 GPO Box 216 Brisbane QLD 4001 Tel: +61 7 3041 1306

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ASX Announcement

21 October 2016

Entitlement Offer - Issue of Shares

Chinalco Yunnan Copper Resources Limited (CYU) advises that it has today issued 295,638,362 shares in accordance with the pro-rata entitlement offer, announced on 20 September 2016.

Following the issue of the shares CYU now has a total of 886,914,837 fully paid ordinary shares quoted on ASX.

A list of the top twenty shareholders following the issue of the shares is set out below:

Security: CYU - ORDINARY FULLY PAID SHARES Security: CYU - ORDINARY FULLY PAID SHARES
Name Nos Shares % Held
1 Biential International Industrial Co Ltd 349,018,230 39.35%
2 China Yunnan Copper (Australia) Investment and Development Co Ltd 299,922,326 33.82%
3 Mr Paul Robert Williams + Ms Jill Caroline Strachan <Paul R Williams Super A/C> 10,357,173 1.17%
4 Mr Peter Gerard Tighe + Mrs Patricia Joan Tighe <The Peter Tighe S/F A/C> 9,033,333 1.02%
5 Elliott Nominees Pty Ltd <Elliott Exploration Co S/F A/C> 7,150,000 0.81%
6 Mr Ianaki Semerdziev 7,000,000 0.79%
7 Mr Norman Joseph Zillman 6,980,343 0.79%
8 Citicorp Nominees Pty Limited 6,422,556 0.72%
9 Mr Mark Tkocz 5,100,000 0.58%
10 Mr Jonathan Paul Kershaw Marshall 5,000,000 0.56%
11 Mr Barry Edward Tanton + Mrs Elizabeth Mary Tanton <Tanton Family Capital A/C> 5,000,000 0.56%
12 Kimbriki Nominees Pty Ltd <Kimbriki Hamilton SF A/C> 4,920,000 0.55%
13 Eastwood Financial + Investment Services Pty Ltd 4,103,000 0.46%
14 Lemuel Investments Limited 4,000,000 0.45%
15 Premar Capital Nominees Pty Limited 3,633,333 0.41%
16 Mr Gregory Josephson + Mrs Mary Josephson <Josephson Super Fund A/C> 3,629,509 0.41%
17 Mr Gregory Burton + Mrs Catherine Burton <GJ Burton Personal Super A/C> 3,525,000 0.40%
18 Mr Jeffrey Howard Latimer + Mrs Judith Ann Latimer <Latimer S/F A/C> 3,500,000 0.39%
19 Mr Lawrence Chi-Yun Lee 3,069,988 0.35%
20 HSBC Custody Nominees (Australia) Limited 3,033,514 0.34%
744,398,305 83.93%

The company also has the following unlisted shares and options on issue.

Number Class
2,000,000 Class D Performance Shares

Paul Marshall Company Secretary