AUDIOEYE INC — Director's Dealing 2021

Jan 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-01-13

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-13	Common Stock	M	80000	$0.95	Acquired	409497	Direct
2021-01-13	Common Stock	F	3023	$25.14	Disposed	406474	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-13	Stock Option (right to buy)	$0.95	M	80000	Disposed	2021-01-15	Common Stock (80000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	492728	Indirect
Common Stock	18600	Indirect
Common Stock	54856	Indirect

Footnotes

F1: Represents the number of already-owned shares delivered by the reporting person to pay the exercise price of the option exercise reported herein.

F2: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F3: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.

F4: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.

F5: Fully vested.