AUDIOEYE INC — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-01-15

Reporting Person: Sero Capital LLC (Director, See Remarks, 10% Owner)
Reporting Person: Moradi David (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-15	Common Stock	F	15651	$23.86	Disposed	334935	Direct
2021-02-18	Common Stock	X	4000	$6.25	Acquired	338935	Direct
2021-02-18	Common Stock	S	600	$41.65	Disposed	338335	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-18	Warrant (right to buy)	$6.25	X	4000	Disposed	2021-04-19	Common Stock (4000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2731265	Indirect

Footnotes

F1: Number of Shares withheld to cover withholding taxes associated with with the vesting of 55,000 shares of common stock subject to a performance share award previously granted to David Moradi.

F2: Securities of the Issuer held directly by David Moradi.

F3: On February 18, 2021, the reporting person exercised a warrant to purchase 4,000 shares of AudioeEye, Inc. common stock for $6.25 a share. The reporting person paid the exercise priceon a cashless basis, resulting in AudioeEye, Inc.'s withholding of 600 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,400 shares.

F4: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

F5: Pursuant to Instruction 4(c)(iii), this column is left blank.