AUDIOEYE INC — Director's Dealing 2021

Mar 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-03-17

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-17	Common Stock	S	14206	$26.3344	Disposed	478522	Indirect
2021-03-17	Common Stock	S	35996	$27.0953	Disposed	442526	Indirect
2021-03-17	Common Stock	S	202	$27.755	Disposed	442324	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	407314	Direct
Common Stock	27593	Indirect
Common Stock	18600	Indirect

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021.

F2: Reflects the weighted average price of 14,206 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $25.62 to $26.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F4: Reflects the weighted average price of 35,996 shares of common stock of AudioEye, Inc. sold in multiple transactions on March 17, 2021 with sale prices ranging from $26.63 to $27.57 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.

F6: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.