AUDIOEYE INC — Director's Dealing 2021

Apr 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-04-13

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-13	Common Stock	M	4000	$6.25	Acquired	446324	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-13	Warrants (right to buy)	$6.25	M	4000	Disposed	2021-04-17	Common Stock (4000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	27593	Indirect
Common Stock	18600	Indirect
Common Stock	407314	Direct

Footnotes

F1: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F2: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.

F3: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.