AI assistant
AUDIOEYE INC — Director's Dealing 2021
Apr 23, 2021
33790_dirs_2021-04-23_2930c7c8-62db-4c49-9ed0-eed44c76b177.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-04-14
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-14 | Common Stock | S | 12044 | $25.4659 | Disposed | 434280 | Indirect |
| 2021-04-14 | Common Stock | S | 6460 | $26.4238 | Disposed | 427820 | Indirect |
| 2021-04-14 | Common Stock | S | 1496 | $27.0513 | Disposed | 426324 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27593 | Indirect |
| Common Stock | 18600 | Indirect |
| Common Stock | 407314 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2021.
F2: Reflects the weighted average price of 12,044 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $24.95 to$25.93 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, fullinformation regarding the number of shares sold at each separate price.
F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4: Reflects the weighted average price of 6,460 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $25.95 to $26.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects the weighted average price of 1,496 shares of common stock of AudioEye, Inc. sold in multiple transactions on April 14, 2021 with sale prices ranging from $26.95 to $27.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.
F7: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.