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AUDIOEYE INC Director's Dealing 2021

May 18, 2021

33790_dirs_2021-05-18_e7c6081f-1aea-40f5-801e-08dcc2c15b24.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-05-14

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-14 Common Stock M 4480 $6.25 Acquired 430804 Indirect
2021-05-17 Common Stock S 20000 $16.1098 Disposed 410804 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-14 Warrants (right to buy) $6.25 M 4480 Disposed 2021-05-16 Common Stock (4480) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27593 Indirect
Common Stock 18600 Indirect
Common Stock 407314 Direct

Footnotes

F1: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F2: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F3: Reflects the weighted average price of 20,000 shares of common stock of AudioEye, Inc. sold in multiple transactions on May 17, 2021 with sale prices ranging from $15.90 to $16.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, fullinformation regarding the number of shares sold at each separate price.

F4: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.

F5: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.