AUDIOEYE INC — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-05-28

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-28	Common Stock	A	714	$18.56	Acquired	408028	Direct
2021-05-28	Common Stock	F	174	$18.34	Disposed	407854	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	438397	Indirect
Common Stock	18600	Indirect

Footnotes

F1: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement, pro rated for month of May.

F2: Represents shares withheld to cover withholding taxes associated with the issuance of 714 shares reported above.

F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Shares shown as held by CSB IV US Holdings LLC include 27,593 shares previously held by the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003, which trust was revoked with respect to such shares and such shares were transferred to CSB IV US Holdings LLC.

F4: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.