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AUDIOEYE INC — Director's Dealing 2021
Jun 21, 2021
33790_dirs_2021-06-21_fd3d1cd7-aaaf-401a-afb3-c9f185a57b75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-06-16
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-16 | Common Stock | S | 8700 | $17.0495 | Disposed | 429697 | Indirect |
| 2021-06-16 | Common Stock | S | 1300 | $17.7833 | Disposed | 428397 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18600 | Indirect |
| Common Stock | 407854 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
F2: Reflects the weighted average price of 8,700 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $16.65 to $17.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 1,300 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $17.67 to $17.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F5: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.