AUDIOEYE INC — Director's Dealing 2021

Jun 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-05-24

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-24	Common Stock	C	30778	—	Acquired	459175	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-24	Series A Convertible Preferred Stock	$	C	10000	Disposed		Common Stock (30778)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18600	Indirect
Common Stock	407854	Direct

Footnotes

F1: Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385.

F2: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Shares shown as held by CSB IV US Holdings LLC include shares previously held by the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003, which trust was revoked with respect to such shares and such shares were transferred to CSB IV US Holdings LLC.

F3: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.

F4: The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire.

F5: All amounts reported in Column 5 reflect amounts held as of the date of the filing of this report.