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AUDIOEYE INC Director's Dealing 2021

Aug 3, 2021

33790_dirs_2021-08-03_ac291f09-6c2f-4c65-ba8e-6e7b5927909b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-07-30

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-30 Common Stock A 2078 $15.196 Acquired 411262 Direct
2021-07-30 Common Stock F 506 $13.86 Disposed 410756 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 449175 Indirect
Common Stock 18600 Indirect

Footnotes

F1: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

F2: Represents shares withheld to cover withholding taxes associated with the issuance of 2,078 shares reported above.

F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F4: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.