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AUDIOEYE INC — Director's Dealing 2021
Aug 9, 2021
33790_dirs_2021-08-09_81cb84f6-cbf7-4fb0-8c09-a32d63e085d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-08-05
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-05 | Common Stock | S | 5844 | $13.2643 | Disposed | 443331 | Indirect |
| 2021-08-06 | Common Stock | S | 4800 | $13.727 | Disposed | 438531 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18600 | Indirect |
| Common Stock | 410756 | Direct |
Footnotes
F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
F2: Reflects the weighted average price of 5,844 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 5, 2021 with sales prices ranging from $12.96 to $13.525 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4: Reflects the weighted average price of 4,800 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 6, 2021 with sales prices ranging from $13.25 to $13.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.