Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AUDIOEYE INC Director's Dealing 2021

Aug 10, 2021

33790_dirs_2021-08-10_c5304b68-630b-4d23-8429-bcf355a01524.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-08-09

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-09 Common Stock S 9056 $14.131 Disposed 429475 Indirect
2021-08-09 Common Stock S 300 $14.4826 Disposed 429175 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 18600 Indirect
Common Stock 410756 Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.

F2: Reflects the weighted average price of 9,056 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $13.46 to $14.4175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F4: Reflects the weighted average price of 300 shares of common stock of AudioEye, Inc. sold in multiple transactions on August 9, 2021 with sales prices ranging from $14.46 to $14.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.