AUDIOEYE INC — Director's Dealing 2021

Aug 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-08-16

Reporting Person: Moradi David (Director, See Remarks, 10% Owner)
Reporting Person: Sero Capital LLC (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	P	4981	$9.90	Acquired	2736246	Indirect
2021-08-16	Common Stock	P	5019	$11.50	Acquired	2741265	Indirect
2021-08-17	Common Stock	P	23432	$10.6399	Acquired	2764697	Indirect
2021-08-17	Common Stock	P	200	$11.455	Acquired	2764897	Indirect
2021-08-18	Common Stock	P	16600	$10.7546	Acquired	2781497	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	542223	Direct

Footnotes

F1: Reflects the weighted average price of 4,981 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $9.34 to $10.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2: Reflects the weighted average price of 5,019 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $10.90 to $11.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Reflects the weighted average price of 23,432 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $10.30 to $11.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: Reflects the weighted average price of 200 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $11.42 to $11.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5: Reflects the weighted average price of 16,600 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 18, 2021 with purchase prices ranging from $10.63 to $10.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.