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AUDIOEYE INC Director's Dealing 2021

Aug 23, 2021

33790_dirs_2021-08-23_8b70a783-740c-4629-abbb-73b8f6b752bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-08-19

Reporting Person: Moradi David (Director, See Remarks, 10% Owner)
Reporting Person: Sero Capital LLC (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-19 Common Stock P 10000 $11.60 Acquired 2791497 Indirect
2021-08-20 Common Stock P 16734 $11.3702 Acquired 2808231 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 542223 Direct

Footnotes

F1: Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 19, 2021 with purchase prices ranging from $11.50 to $11.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2: Reflects the weighted average price of 16,734 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 20, 2021 with purchase prices ranging from $11.01 to $11.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.