AUDIOEYE INC — Director's Dealing 2021

Sep 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-09-17

Reporting Person: HUNDLEY CHRISTOPHER (President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	67756	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Units	$		Common Stock (23556)		Direct

Footnotes

F1: Consists of 35,335 restricted stock units ("RSUs") granted under the AudioEye, Inc. 2020 Equity Incentive Plan ("2020 Plan"), which vest in thirds over three years commencing on the first anniversary of March 22, 2021; 30,581 RSUs granted under the 2020 Plan, which RSUs vest in thirds over three years commencing on the first anniversary of June 15, 2021; and 1,840 directly held shares of common stock.

F2: Represents performance stock units ("PSUs") granted under the 2020 Plan, to be earned, if at all, in tranches as follows: (i) 6,110 based on satisfaction of the performance conditions for 2021, (ii) 7,852 based on satisfaction of performance conditions for 2022, (iii) 7,852 based on satisfaction of performance conditions for 2023, and (iv) 1,742 based on the satisfaction of performance conditions for 2024, in each case subject to the reporting person's continued service through the applicable vesting date.

F3: Each PSU represents a contingent right to receive one share of common stock.