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AUDIOEYE INC — Director's Dealing 2021
Oct 4, 2021
33790_dirs_2021-10-04_13cbcf43-1b5a-43ee-89be-c2db2f58493a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-09-30
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Common Stock | A | 1010 | $11.46 | Acquired | 413600 | Direct |
| 2021-09-30 | Common Stock | F | 246 | $11.03 | Disposed | 413354 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 429175 | Indirect |
| Common Stock | 18600 | Indirect |
Footnotes
F1: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2: Represents shares withheld to cover withholding taxes associated with the issuance of 1,010 shares reported above.
F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4: Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.
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