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AUDIOEYE INC Director's Dealing 2021

Dec 20, 2021

33790_dirs_2021-12-20_481bf1ea-5224-40bc-9890-29317e798b66.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-12-16

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-16 Common Stock M 3200 $6.25 Acquired 432375 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-16 Warrants (right to buy) $6.25 M 3200 Disposed 2021-12-19 Common Stock (3200) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 18600 Indirect
Common Stock 415194 Direct

Footnotes

F1: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F2: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.