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AUDIOEYE INC — Director's Dealing 2021
Dec 20, 2021
33790_dirs_2021-12-20_481bf1ea-5224-40bc-9890-29317e798b66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2021-12-16
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-16 | Common Stock | M | 3200 | $6.25 | Acquired | 432375 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-16 | Warrants (right to buy) | $6.25 | M | 3200 | Disposed | 2021-12-19 | Common Stock (3200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18600 | Indirect |
| Common Stock | 415194 | Direct |
Footnotes
F1: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F2: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.
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