AUDIOEYE INC — Director's Dealing 2020

Jun 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2020-05-29

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	M	80000	$4.00	Acquired	356577	Direct
2020-05-29	Common Stock	F	37080	$8.63	Disposed	319497	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-29	Warrants (right to buy)	$4.00	M	80000	Disposed	2020-06-02	Common stock (80000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	508988	Indirect
Common Stock	18600	Indirect
Common Stock	54856	Indirect

Footnotes

F1: The warrants were awarded for services.

F2: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F3: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.

F4: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.