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AUDIOEYE INC Director's Dealing 2020

Aug 14, 2020

33790_dirs_2020-08-13_37ad9198-324e-4244-a131-87dbefe0ec39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2020-08-11

Reporting Person: Sero Capital LLC (Director, See Remarks, 10% Owner)
Reporting Person: Moradi David (Director, See Remarks, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-11 Common Stock X 146667 $6.00 Acquired 2731265 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-11 Warrant (right to buy) $6.00 X 146667 Disposed 2020-08-14 Common Stock (146667) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 195586 Direct

Footnotes

F1: Securities of AudioEye, Inc. (the "Issuer") held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

F2: Securities of the Issuer held directly by David Moradi.

F3: Pursuant to Instruction 4(c)(iii), this column is left blank.