AUDIOEYE INC — Director's Dealing 2020

Sep 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2020-09-16

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-16	Common Stock	A	10000	—	Acquired	329497	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	492728	Indirect
Common Stock	18600	Indirect
Common Stock	54856	Indirect

Footnotes

F1: The securities are restricted stock units relating to 10,000 shares of common stock and were issued under AudioEye 2019 Incentive Plan. The restricted stock units will vest on the date of the next annual meeting of stockholders provided Dr. Bettis' service as a director has not terminated prior to such date. and will settle promptly thereafter.

F2: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F3: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.

F4: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.