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AUDIOEYE INC — Director's Dealing 2020
Oct 26, 2020
33790_dirs_2020-10-26_69a10a06-2320-48ba-9e7b-b0fc49367ce2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2020-10-09
Reporting Person: COELHO ANTHONY L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-09 | Common Stock | M | 196 | — | Acquired | 60993 | Direct |
| 2020-10-22 | Common Stock | M | 30000 | — | Acquired | 90993 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-22 | Exercise of Option (right to buy) | $1.025 | M | 30000 | Disposed | 2020-10-25 | Common Stock (30000) | Direct |
Footnotes
F1: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended), which RSUs vested on the Grant Date and will be settled on the earlier of (i) the third anniversary of the Grant Date and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).
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