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AUDIOEYE INC — Director's Dealing 2019
Mar 9, 2019
33790_dirs_2019-03-08_5591efa8-b2e1-4249-baab-710986eaaa9f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2019-02-27
Reporting Person: Sternberg Lonny (Chief Operating Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.25 | 2019-10-20 | Common Stock (2800) | Direct | |
| Stock Option (right to buy) | $11.00 | 2020-03-12 | Common Stock (840) | Direct | |
| Stock Option (right to buy) | $0.93 | 2020-11-04 | Common Stock (1973) | Direct | |
| Stock Option (right to buy) | $1.18 | 2020-11-30 | Common Stock (2676) | Direct | |
| Stock Option (right to buy) | $3.03 | 2021-12-02 | Common Stock (2751) | Direct | |
| Stock Option (right to buy) | $6.45 | 2023-03-26 | Common Stock (10000) | Direct |
Footnotes
F1: The stock option became exercisable as to 1,400 shares on the one-year anniversary of the date of grant (10/20/2015) and become exercisable as to the remaining 1,400 shares in 24 equal monthly installments commencing 11/20/2015 and continuing on the same day of each of the 23 months thereafter.
F2: The stock option became exercisable as to 420 shares on the one-year anniversary of the date of grant (03/12/2016) and become exercisable as to the remaining 420 shares in 24 equal monthly installments commencing 04/12/2016 and continuing on the same day of each of the 23 months thereafter.
F3: The stock option was granted on 11/04/2015 and became exercisable immediately.
F4: The stock option became exercisable as to 1,338 shares on the one-year anniversary of the date of grant (11/30/2016) and became exercisable as to the remaining 1,338 shares in 24 equal monthly installments commencing 12/30/2016 and continuing on the same day of each of the 23 months thereafter.
F5: The stock option became exercisable as to 1,375 shares in 12 equal monthly installments commencing 01/01/2017 and continuing on the same day of each of the 11 months thereafter and as to 688 shares in 12 equal monthly installments commencing 01/01/2018 and continuing on the same day of each of the 11 months thereafter. The stock option becomes exercisable as to the remaining 688 shares in 12 equal monthly installments commencing 01/01/2019 and continuing on the same day of each of the 11 months thereafter.
F6: The stock option was granted on 03/26/2018 and became exercisable immediately.