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AUDIOEYE INC — Director's Dealing 2019
Jun 5, 2019
33790_dirs_2019-06-05_b4fc18fd-7732-43b3-bd21-b8def7a927a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2019-06-03
Reporting Person: Purcell Ernest William (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-03 | Common Stock | A | 11280 | — | Acquired | 279961 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57334 | Indirect |
Footnotes
F1: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest on the first anniversary of the Grant Date (i.e., on June 3, 2020), subject to the Reporting Person's continuing service with the Issuer through such date, and will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on June 3, 2026) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).
F2: Mr. Purcell is deemed a beneficial owner of shares held by Ernest W. Purcell & Anne M. Purcell JTTENN.