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AUDIOEYE INC — Director's Dealing 2019
Jul 17, 2019
33790_dirs_2019-07-17_338eeb90-6123-4ebf-8b66-8ddded42277d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2019-07-15
Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-15 | Common Stock | M | 15785 | $3.90 | Acquired | 237045 | Direct |
| 2019-07-15 | Common Stock | F | 8468 | $7.27 | Disposed | 228577 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 508988 | Indirect |
| Common Stock | 18600 | Indirect |
| Common Stock | 54856 | Indirect |
Footnotes
F1: Reflects the exercise of warrants to purchase shares of the Issuer's common stock.
F2: Reflects 8,468 shares withheld by the Issuer upon the exercise of warrants to cover the exercise price of the warrants based on the closing sale price of AudioEye, Inc. Common Stock for the trading day immediately prior to the date of exercise, which was $7.27 on July 12, 2019.
F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.
F5: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.