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AUDIOEYE INC Director's Dealing 2019

Jul 17, 2019

33790_dirs_2019-07-17_338eeb90-6123-4ebf-8b66-8ddded42277d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2019-07-15

Reporting Person: Bettis Carr (Director, Exec Chrmn/Chrmn of the Board, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-15 Common Stock M 15785 $3.90 Acquired 237045 Direct
2019-07-15 Common Stock F 8468 $7.27 Disposed 228577 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 508988 Indirect
Common Stock 18600 Indirect
Common Stock 54856 Indirect

Footnotes

F1: Reflects the exercise of warrants to purchase shares of the Issuer's common stock.

F2: Reflects 8,468 shares withheld by the Issuer upon the exercise of warrants to cover the exercise price of the warrants based on the closing sale price of AudioEye, Inc. Common Stock for the trading day immediately prior to the date of exercise, which was $7.27 on July 12, 2019.

F3: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

F4: Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.

F5: Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003.