AUDIOEYE INC — Director's Dealing 2019

Aug 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2019-08-14

Reporting Person: ZYNGIER ALEXANDRE (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-15	Common Stock	X	60000	$1.63	Acquired	123430	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-14	Warrants (right to buy)	$2.50	J	40000	Disposed	2020-10-16	Common Stock (40000)	Indirect
2019-08-14	Warrants (right to buy)	$2.50	J	20000	Disposed	2023-09-26	Common Stock (20000)	Indirect
2019-08-14	Warrants (right to buy)	$1.63	J	40000	Acquired	2020-10-16	Common Stock (40000)	Indirect
2019-08-14	Warrants (right to buy)	$1.63	J	20000	Acquired	2023-09-26	Common Stock (20000)	Indirect
2019-08-15	Warrants (right to buy)	$1.63	X	40000	Disposed	2020-10-16	Common Stock (40000)	Indirect
2019-08-15	Warrants (right to buy)	$1.63	X	20000	Disposed	2023-09-26	Common Stock (20000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	40760	Direct
Common Stock	10400	Indirect

Footnotes

F1: Reflects the exercise of warrants to purchase shares of the Issuer's common stock. See Footnote 4 below.

F2: Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.

F3: Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP.

F4: On August 14, 2019, the Issuer and certain holders of outstanding warrants to purchase the Issuer's common stock, including Equity Trust Custodian, FBO Alexandre Zyngier IRA, entered into an amendment pursuant to which the exercise price of such warrants was adjusted to $1.63 per share, if the warrants were exercised on or before August 16, 2019, provided the warrants were exercised in full and the exercise price was paid in cash, or $2.50, if the warrants were exercised after August 16, 2019.