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AUDIOEYE INC Director's Dealing 2018

Sep 4, 2018

33790_dirs_2018-09-04_3c00b041-9859-494c-8701-6408c267f8b2.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AUDIOEYE INC (AEYE)
CIK: 0001362190
Period of Report: 2018-09-04

Reporting Person: Bankofier Todd (Chief Executive Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22010 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to buy) $4.00 2018-06-02 Common Stock (6000) Direct
Stock Options (right to buy) $0.95 2021-01-15 Common Stock (80000) Direct
Warrants (right to buy) $6.25 2021-04-14 Common Stock (800) Direct

Footnotes

F1: The stock option vests as follows: 2,000 options on grant, 1,000 every 3 months thereafter.

F2: The stock option vests as follows: subject to performance schedule and determined at the end of each calendar year.