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AUDDIA INC. Director's Dealing 2023

Feb 21, 2023

35437_dirs_2023-02-21_4dd69334-20af-48b1-bcbd-8232a8b76e76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2023-02-16

Reporting Person: Thramann Jeffrey John (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-16 Common Stock M 220483 Acquired 1961342 Direct
2023-02-16 Common Stock F 72759 $1.08 Disposed 1888583 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-16 Restricted Stock Units $ M 37500 Disposed Common Stock (37500) Direct
2023-02-16 Restricted Stock Units $ M 50000 Disposed Common Stock (50000) Direct
2023-02-16 Restricted Stock Units $ M 132983 Disposed Common Stock (132983) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.

F2: Reflects shares withheld by the issuer to satisfy tax withholding obligations.

F3: On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16, 2024.

F4: On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025.

F5: On December 9, 2022, the reporting person was granted 132,983 restricted stock units, vesting in one installment on February 16, 2023.