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AUDDIA INC. — Director's Dealing 2022
Feb 18, 2022
35437_dirs_2022-02-18_b855783f-64e3-406c-86a2-553fe9457369.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2022-02-16
Reporting Person: Thramann Jeffrey John (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-16 | Common Stock | M | 75000 | — | Acquired | 1756652 | Direct |
| 2022-02-16 | Common Stock | F | 24793 | $1.79 | Disposed | 1731859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-16 | Restricted Stock Units | $ | M | 75000 | Disposed | Common Stock (75000) | Direct | |
| 2022-02-16 | Restricted Stock Units | $ | A | 150000 | Acquired | Common Stock (150000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of AUUD common stock.
F2: Reflects shares withheld by the issuer to satisfy tax withholding obligations.
F3: On August 11, 2021, the reporting person was granted 150,000 restricted stock units, vesting 50% on February 16, 2022 and 25% vesting on February 16, 2023 and February 16, 2024.
F4: On February 16, 2022, the reporting person was granted 150,000 restricted stock units, vesting in three equal installments on February 16, 2023, 2024 and 2025.