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AUDDIA INC. — Director's Dealing 2021
Feb 24, 2021
35437_dirs_2021-02-24_861e4cb3-bba1-47af-93eb-fe5aaefed3ef.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2021-02-16
Reporting Person: Lawless Michael Thomas (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18501 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.7025 | 2023-06-29 | Common Stock (46253) | Direct | |
| Employee Stock Option (right to buy) | $2.7025 | 2024-04-23 | Common Stock (894) | Direct | |
| Employee Stock Option (right to buy) | $4.2556 | 2029-08-15 | Common Stock (80506) | Direct |
Footnotes
F1: 15,418 shares under this opton vested upon grant on 2/6/2012. The remainder vested in equal monthly installments over the succeeding 32 month.
F2: This option was fully exercisable upon grant on 2/1/2014.
F3: 40,253 shares under this option vested upon grant on 8/15/2019. The remainder vest in equal monthly installments over the succeeding 48 months.
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