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AUDDIA INC. Director's Dealing 2021

Feb 24, 2021

35437_dirs_2021-02-24_861e4cb3-bba1-47af-93eb-fe5aaefed3ef.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2021-02-16

Reporting Person: Lawless Michael Thomas (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 18501 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $2.7025 2023-06-29 Common Stock (46253) Direct
Employee Stock Option (right to buy) $2.7025 2024-04-23 Common Stock (894) Direct
Employee Stock Option (right to buy) $4.2556 2029-08-15 Common Stock (80506) Direct

Footnotes

F1: 15,418 shares under this opton vested upon grant on 2/6/2012. The remainder vested in equal monthly installments over the succeeding 32 month.

F2: This option was fully exercisable upon grant on 2/1/2014.

F3: 40,253 shares under this option vested upon grant on 8/15/2019. The remainder vest in equal monthly installments over the succeeding 48 months.