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AUDDIA INC. — Director's Dealing 2021
Feb 24, 2021
35437_dirs_2021-02-24_f89e0e33-5c07-4b01-a445-f34d6898807b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2021-02-16
Reporting Person: Shoebridge Peter (Chief Technology Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.7025 | 2024-04-23 | Common Stock (4317) | Direct | |
| Employee Stock Option (right to buy) | $2.7025 | 2024-04-23 | Common Stock (650) | Direct | |
| Employee Stock Option (right to buy) | $2.7025 | 2024-10-15 | Common Stock (8634) | Direct | |
| Employee Stock Option (right to buy) | $2.8957 | 2028-02-01 | Common Stock (2590) | Direct | |
| Employee Stock Option (right to buy) | $4.2556 | 2029-08-15 | Common Stock (27406) | Direct |
Footnotes
F1: This option became exercisable 25% on 7/22/2013. The remainder vested in equal montlhy installments over the succeeding 36 months.
F2: This option was fully exercisable upon grant on 2/1/2014.
F3: 1,260 shares under this option vested upon grant on 4/1/2014. The remainder vested in equal monthly installments over the succeeding 41 months.
F4: 1,295 shares under this option vested upon grant on 2/1/2018. The remainder vested in equal monthly installments over the succeeding 24 months.
F5: 13,703 shares under this option vested upon grant on 8/15/2019. The remainder vest in equal monthly installments over the succeeding 48 months.