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AUDDIA INC. Director's Dealing 2021

Feb 24, 2021

35437_dirs_2021-02-24_0f1ff8a8-42a3-424c-817b-6d9b6a023d5c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2021-02-16

Reporting Person: Thramann Jeffrey John (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock P 969697 $4.125 Disposed 1682349 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Series A Warrants (right to buy) $4.54 P 969697 Acquired 2026-02-19 Common Stock (969697) Direct

Footnotes

F1: In connection with the Auddia Inc. initial public offering ("IPO"), 969,697 units were purchased on 2/16/2021 at a price of $4.125 per unit. Each unit consisted of one share of common stock and one Series A common stock warrant. Each Series A common stock warrant has an exercise price of $4.54 per common share, and may be exercised at any time up to five years after the February 19, 2021 IPO closing date.