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AUDDIA INC. — Director's Dealing 2021
Feb 24, 2021
35437_dirs_2021-02-24_0f1ff8a8-42a3-424c-817b-6d9b6a023d5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUDDIA INC. (AUUD)
CIK: 0001554818
Period of Report: 2021-02-16
Reporting Person: Thramann Jeffrey John (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | P | 969697 | $4.125 | Disposed | 1682349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Series A Warrants (right to buy) | $4.54 | P | 969697 | Acquired | 2026-02-19 | Common Stock (969697) | Direct |
Footnotes
F1: In connection with the Auddia Inc. initial public offering ("IPO"), 969,697 units were purchased on 2/16/2021 at a price of $4.125 per unit. Each unit consisted of one share of common stock and one Series A common stock warrant. Each Series A common stock warrant has an exercise price of $4.54 per common share, and may be exercised at any time up to five years after the February 19, 2021 IPO closing date.
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