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AtriCure, Inc. — Director's Dealing 2021
Jan 6, 2021
31802_dirs_2021-01-06_c0374de9-53fd-4044-bba1-78a85bbb7bab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2021-01-04
Reporting Person: Noznesky Justin J (SVP, Mktg & Business Develop)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | M | 15000 | $18.30 | Acquired | 66005 | Direct |
| 2021-01-04 | Common Stock | S | 15000 | $53.57 | Disposed | 51005 | Direct |
| 2021-01-04 | Common Stock | S | 8397 | $53.61 | Disposed | 42608 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Stock Option (Right to Buy) | $18.30 | M | 15000 | Disposed | 2024-01-06 | Common Stock (15000) | Direct |
Footnotes
F1: These shares were exercised pursuant to a 10b5-1 trading plan.
F2: These shares were sold pursuant to a 10b5-1 trading plan.
F3: This transaction was executed in multiple trades at prices ranging from $52.67 to $55.65 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $52.83 to $55.65 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These options were granted on January 6, 2014. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.