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AtriCure, Inc. — Director's Dealing 2021
Feb 10, 2021
31802_dirs_2021-02-10_023f7ad3-cd8b-4706-9aa2-021b45af89d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2021-02-08
Reporting Person: CARREL MICHAEL H (Director, President, CEO, & Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-08 | Common Stock | M | 25000 | $21.04 | Acquired | 529795 | Direct |
| 2021-02-08 | Common Stock | S | 25000 | $61.00 | Disposed | 504795 | Direct |
| 2021-02-09 | Common Stock | M | 25000 | $21.04 | Acquired | 529795 | Direct |
| 2021-02-09 | Common Stock | S | 25000 | $62.00 | Disposed | 504795 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | Stock Option (Right to Buy) | $21.04 | M | 25000 | Disposed | 2024-01-24 | Common Stock (25000) | Direct |
| 2021-02-09 | Stock Option (Right to Buy) | $21.04 | M | 25000 | Disposed | 2024-01-24 | Common Stock (25000) | Direct |
Footnotes
F1: These shares were exercised pursuant to a 10b5-1 trading plan.
F2: These shares were sold pursuant to a 10b5-1 trading plan.
F3: Options to purchase shares in 25,000 increments were granted on January 24, 2014 and vest at each Option Trigger Event. "Option Trigger Event" shall mean the volume adjusted weighted average closing price of common stock of the Company as reported by NASDAQ (or any other exchange on which the common stock of the Company is listed) for 30 consecutive days equals or exceeds each of $10.00 per share, $12.50 per share, $15.00 per share, $17.50 per share, $20.00 per share, $25.00 per share, $30.00 per share, $35.00 per share and $40.00 per share.