AtriCure, Inc. — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2020-02-21

Reporting Person: Wade M. Andrew (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-21	Common Stock	M	15000	$6.27	Acquired	160120	Direct
2020-02-21	Common Stock	S	15000	$39.45	Disposed	145120	Direct
2020-02-21	Common Stock	M	15000	$6.73	Acquired	160120	Direct
2020-02-21	Common Stock	S	15000	$39.46	Disposed	145120	Direct
2020-02-21	Common Stock	M	15000	$6.73	Acquired	160120	Direct
2020-02-21	Common Stock	S	15000	$39.45	Disposed	145120	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-21	Stock Option (Right to Buy)	$6.27	M	15000	Disposed	2022-10-25	Common Stock (15000)	Direct
2020-02-21	Stock Option (Right to Buy)	$6.73	M	15000	Disposed	2022-12-27	Common Stock (15000)	Direct
2020-02-21	Stock Option (Right to Buy)	$6.73	M	15000	Disposed	2022-12-27	Common Stock (15000)	Direct

Footnotes

F1: These shares were exercised pursuant to a 10b5-1 trading plan.

F2: These shares were sold pursuant to a 10b5-1 trading plan.

F3: This transaction was executed in multiple trades at prices ranging from $38.94 to $40.60 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: These options were granted on October 25, 2012. The options vest and are exercisable as to 25% of the shares one year from the date of grant and the remaining 75% thereafter vests and are exercisable in equal monthly installments on the same day of the month over the following three years.

F5: These options were granted on December 27, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.