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AtriCure, Inc. — Director's Dealing 2019
May 2, 2019
31802_dirs_2019-05-02_482f7c71-f717-4819-90e6-2fc69e884c9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2019-04-30
Reporting Person: Noznesky Justin J (SVP, Mktg & Business Develop)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-30 | Common Stock | M | 15000 | $18.30 | Acquired | 119068 | Direct |
| 2019-04-30 | Common Stock | S | 15000 | $30.00 | Disposed | 104068 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-30 | Stock Option (right to buy) | $18.30 | M | 15000 | Disposed | 2024-01-06 | Common Stock (15000) | Direct |
Footnotes
F1: These shares were exercised pursuant to a 10b5-1 trading plan.
F2: These shares were sold pursuant to a 10b5-1 trading plan.
F3: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.04 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These options were granted on January 6, 2014 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.