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AtriCure, Inc. — Director's Dealing 2019
Jul 12, 2019
31802_dirs_2019-07-12_29a05b81-7d2d-482c-a7e1-774eb37af63e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2019-07-10
Reporting Person: CARREL MICHAEL H (Director, President, CEO, & Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-10 | Common Stock | M | 25000 | $5.91 | Acquired | 661103 | Direct |
| 2019-07-10 | Common Stock | S | 25000 | $32.00 | Disposed | 636103 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-10 | Stock Option (Right to Buy) | $5.91 | M | 25000 | Disposed | 2022-11-01 | Common Stock (25000) | Direct |
Footnotes
F1: These shares were exercised pursuant to a 10b5-1 trading plan.
F2: These shares were sold pursuant to a 10b5-1 trading plan.
F3: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.01 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These options were granted on November 1, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.