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AtriCure, Inc. Director's Dealing 2019

Jul 12, 2019

31802_dirs_2019-07-12_29a05b81-7d2d-482c-a7e1-774eb37af63e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2019-07-10

Reporting Person: CARREL MICHAEL H (Director, President, CEO, & Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-10 Common Stock M 25000 $5.91 Acquired 661103 Direct
2019-07-10 Common Stock S 25000 $32.00 Disposed 636103 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-10 Stock Option (Right to Buy) $5.91 M 25000 Disposed 2022-11-01 Common Stock (25000) Direct

Footnotes

F1: These shares were exercised pursuant to a 10b5-1 trading plan.

F2: These shares were sold pursuant to a 10b5-1 trading plan.

F3: This transaction was executed in multiple trades at prices ranging from $32.00 to $32.01 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: These options were granted on November 1, 2012 and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.