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AtriCure, Inc. — Director's Dealing 2017
Mar 21, 2017
31802_dirs_2017-03-21_9fa41f11-b329-439f-8013-15154d74635e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2017-03-17
Reporting Person: LUX ANDREW L (SVP, Ops & Quality)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-17 | Common Stock | M | 20000 | $6.27 | Acquired | 85589 | Direct |
| 2017-03-17 | Common Stock | S | 20000 | $18.85 | Disposed | 65589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-17 | Stock Option (right to buy) | $6.27 | M | 20000 | Disposed | 2022-10-25 | Common Stock (20000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $18.64 to $18.99 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: These options were granted on October 25, 2012 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.