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AtriCure, Inc. — Director's Dealing 2016
Nov 16, 2016
31802_dirs_2016-11-16_7f25c6bf-334f-4bf3-8f43-9c8266aa136b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2016-11-14
Reporting Person: Seith Douglas J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock | M | 250 | $9.70 | Acquired | 193283 | Direct |
| 2016-11-14 | Common Stock | M | 200 | $12.22 | Acquired | 193483 | Direct |
| 2016-11-14 | Common Stock | S | 450 | $20.23 | Disposed | 193033 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Stock Option (right to buy) | $9.70 | M | 250 | Disposed | 2016-12-06 | Common Stock (250) | Direct |
| 2016-11-14 | Stock Option (right to buy) | $12.22 | M | 200 | Disposed | 2017-02-08 | Common Stock (200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
F2: These options were granted on December 6, 2006 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
F3: These options were granted on February 8, 2007 and are exercisable as to 25% of the shares upon the one-year anniversary of the date of grant and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.