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AtriCure, Inc. — Director's Dealing 2015
Mar 6, 2015
31802_dirs_2015-03-06_340da6b1-2c33-48ca-a219-b6bd54f729f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2015-03-04
Reporting Person: Seith Douglas J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-04 | Common Stock | S | 3000 | $17.43 | Disposed | 154415 | Direct |
| 2015-03-04 | Common Stock | S | 6000 | $17.42 | Disposed | 148415 | Direct |
| 2015-03-04 | Common Stock | S | 10700 | $17.44 | Disposed | 137715 | Direct |
| 2015-03-04 | Common Stock | S | 4263 | $17.42 | Disposed | 133452 | Direct |
| 2015-03-04 | Common Stock | M | 1513 | $11.63 | Acquired | 134965 | Direct |
| 2015-03-04 | Common Stock | M | 1487 | $12.00 | Acquired | 136452 | Direct |
| 2015-03-04 | Common Stock | S | 3000 | $17.41 | Disposed | 133452 | Direct |
| 2015-03-05 | Common Stock | S | 3633 | $17.74 | Disposed | 129819 | Direct |
| 2015-03-05 | Common Stock | M | 1144 | $12.00 | Acquired | 130963 | Direct |
| 2015-03-05 | Common Stock | S | 1144 | $17.73 | Disposed | 129819 | Direct |
| 2015-03-05 | Common Stock | S | 1000 | $17.72 | Disposed | 128819 | Direct |
| 2015-03-05 | Common Stock | S | 3948 | $17.75 | Disposed | 124871 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-04 | Stock Option (right to buy) | $11.63 | M | 1513 | Acquired | 2015-04-06 | Common Stock (1513) | Direct |
| 2015-03-04 | Stock Option (right to buy) | $12.00 | M | 1487 | Acquired | 2015-08-05 | Common Stock (1487) | Direct |
| 2015-03-05 | Stock Option (right to buy) | $12.00 | M | 1144 | Acquired | 2015-08-05 | Common Stock (1144) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $17.28 to $17.66 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $17.28 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $17.28 to $17.70 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $17.28 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $17.26 to $17.68 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $17.57 to $17.76 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $17.57 to $17.77 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $17.56 to $17.77 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $17.75 to $17.80 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: The Reporting Person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
F11: These options were granted on April 6, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.
F12: These options were granted on August 5, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning one year from date of grant.