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AtriCure, Inc. — Director's Dealing 2014
Jan 31, 2014
31802_dirs_2014-01-31_7762308c-a0c3-41fe-a9b8-23cec479adfa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2014-01-30
Reporting Person: JOHNSTON RICHARD M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-30 | Common Stock | M | 10000 | $12.00 | Acquired | 10000 | Direct |
| 2014-01-30 | Common Stock | M | 30000 | $9.37 | Acquired | 40000 | Direct |
| 2014-01-30 | Common Stock | M | 10000 | $7.99 | Acquired | 50000 | Direct |
| 2014-01-30 | Common Stock | M | 10000 | $9.50 | Acquired | 60000 | Direct |
| 2014-01-30 | Common Stock | M | 10000 | $10.10 | Acquired | 70000 | Direct |
| 2014-01-30 | Common Stock | M | 10000 | $2.58 | Acquired | 80000 | Direct |
| 2014-01-30 | Common Stock | M | 10000 | $5.15 | Acquired | 90000 | Direct |
| 2014-01-30 | Common Stock | M | 6667 | $14.17 | Acquired | 96667 | Direct |
| 2014-01-30 | Common Stock | M | 3334 | $8.04 | Acquired | 100001 | Direct |
| 2014-01-30 | Common Stock | J | 100001 | — | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-30 | Stock Option (right to buy) | $12.00 | M | 10000 | Disposed | 2015-08-05 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $9.37 | M | 30000 | Disposed | 2016-04-06 | Common Stock (30000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $7.99 | M | 10000 | Disposed | 2016-06-21 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $9.50 | M | 10000 | Disposed | 2017-06-20 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $10.10 | M | 10000 | Disposed | 2018-05-28 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $2.58 | M | 10000 | Disposed | 2019-05-21 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $5.15 | M | 10000 | Disposed | 2020-05-19 | Common Stock (10000) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $14.17 | M | 6667 | Disposed | 2021-05-18 | Common Stock (6667) | Direct |
| 2014-01-30 | Stock Option (right to buy) | $8.04 | M | 3334 | Disposed | 2022-05-15 | Common Stock (3334) | Direct |
Footnotes
F1: Shares transferred to Camden Partners Holdings, LLC.
F2: These options were granted on August 5, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant.
F3: These options were granted on April 6, 2006 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant.
F4: These options were granted on June 21, 2006 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F5: These options were granted on June 20, 2007 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F6: These options were granted on May 28, 2008 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F7: These options were granted on May 21, 2009 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F8: These options were granted on May 19, 2010 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F9: These options were granted on May 18, 2011 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.
F10: These options were granted on May 15, 2012 and are exercisable cumulatively at a rate of 33% per annum beginning one year from the date of grant.