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AtriCure, Inc. — Director's Dealing 2013
Mar 7, 2013
31802_dirs_2013-03-07_0473c98a-b053-4f8a-bb75-877ddc5338f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2013-03-05
Reporting Person: Lucky James L (VP, Clinical, Regulatory & QS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | M | 13949 | $6.34 | Acquired | 60342 | Direct |
| 2013-03-05 | Common Stock | S | 13949 | $8.13 | Disposed | 46393 | Direct |
| 2013-03-05 | Common Stock | M | 31500 | $5.60 | Acquired | 77893 | Direct |
| 2013-03-05 | Common Stock | S | 31500 | $8.13 | Disposed | 46393 | Direct |
| 2013-03-05 | Common Stock | M | 9473 | $1.52 | Acquired | 55866 | Direct |
| 2013-03-06 | Common Stock | S | 616 | $8.22 | Disposed | 55250 | Direct |
| 2013-03-06 | Common Stock | S | 4000 | $8.22 | Disposed | 51250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Stock Option (right to buy) | $6.34 | M | 13949 | Disposed | 2016-09-06 | Common Stock (13949) | Direct |
| 2013-03-05 | Stock Option (right to buy) | $5.60 | M | 31500 | Disposed | 2020-02-17 | Common Stock (31500) | Direct |
| 2013-03-05 | Stock Option (right to buy) | $1.52 | M | 9473 | Disposed | 2014-01-01 | Common Stock (9473) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.33 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $8.21 to $8.24 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These options were granted on September 6, 2006 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vest and is exercisable in equal monthly installments on the same day of the month over the following three years.
F4: These options were granted on February 17, 2010 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
F5: These options were granted on January 1, 2004 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant date.