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AtriCure, Inc. Director's Dealing 2013

Mar 7, 2013

31802_dirs_2013-03-07_0473c98a-b053-4f8a-bb75-877ddc5338f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2013-03-05

Reporting Person: Lucky James L (VP, Clinical, Regulatory & QS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-05 Common Stock M 13949 $6.34 Acquired 60342 Direct
2013-03-05 Common Stock S 13949 $8.13 Disposed 46393 Direct
2013-03-05 Common Stock M 31500 $5.60 Acquired 77893 Direct
2013-03-05 Common Stock S 31500 $8.13 Disposed 46393 Direct
2013-03-05 Common Stock M 9473 $1.52 Acquired 55866 Direct
2013-03-06 Common Stock S 616 $8.22 Disposed 55250 Direct
2013-03-06 Common Stock S 4000 $8.22 Disposed 51250 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-05 Stock Option (right to buy) $6.34 M 13949 Disposed 2016-09-06 Common Stock (13949) Direct
2013-03-05 Stock Option (right to buy) $5.60 M 31500 Disposed 2020-02-17 Common Stock (31500) Direct
2013-03-05 Stock Option (right to buy) $1.52 M 9473 Disposed 2014-01-01 Common Stock (9473) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $8.00 to $8.33 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $8.21 to $8.24 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: These options were granted on September 6, 2006 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vest and is exercisable in equal monthly installments on the same day of the month over the following three years.

F4: These options were granted on February 17, 2010 and vest and are exercisable as to 25% of the shares one year from the date of grant, and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.

F5: These options were granted on January 1, 2004 and are exercisable cumulatively at a rate of 25% per annum beginning one year from the date of grant date.