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AtriCure, Inc. — Director's Dealing 2011
Jun 16, 2011
31802_dirs_2011-06-16_ad5add27-2c9c-4bf9-959c-ed54d0e032af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AtriCure, Inc. (ATRC)
CIK: 0001323885
Period of Report: 2011-06-14
Reporting Person: Preiss Frederick (Vice President Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-14 | Common Stock | M | 14687 | $9.50 | Acquired | 38687 | Direct |
| 2011-06-14 | Common Stock | M | 3680 | $5.60 | Acquired | 42367 | Direct |
| 2011-06-14 | Common Stock | M | 21052 | $11.63 | Acquired | 63419 | Direct |
| 2011-06-14 | Common Stock | S | 39419 | $14.07 | Disposed | 24000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-14 | Stock Option (right to buy) | $5.60 | M | 3680 | Disposed | 2020-02-17 | Common Stock (3680) | Direct |
| 2011-06-14 | Stock Option (right to buy) | $9.50 | M | 14687 | Disposed | 2017-06-20 | Common Stock (14687) | Direct |
| 2011-06-14 | Stock Option (right to buy) | $11.63 | M | 21052 | Disposed | 2017-06-20 | Common Stock (21052) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $14.00 to $14.30 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: These options were granted on February 17, 2010 and are exercisable cumulatively at a rate of 25% on February 17, 2011 (one year from grant date), and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
F3: These options were granted on June 20, 2007 and are exercisable cumulatively at a rate of 25% on June 20, 2008 (one year from grant date), and the remaining 75% thereafter vests and is exercisable in equal monthly installments on the same day of the month over the following three years.
F4: These options were granted on June 3, 2005 and are exercisable cumulatively at a rate of 25% per annum beginning on June 3, 2006 (one year from grant date).