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ATOSSA THERAPEUTICS, INC. Director's Dealing 2016

Mar 10, 2016

34113_dirs_2016-03-10_92da83bb-2896-42b2-874b-dc5d71da9347.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ATOSSA GENETICS INC (ATOS)
CIK: 0001488039
Period of Report: 2016-03-09

Reporting Person: QUAY STEVEN C (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-09 Common Stock P 15000 $0.37 Acquired 4826858 Indirect

Footnotes

F1: Represents 15,000 shares purchased in an at-market transaction directly from Atossa Genetics, Inc.

F2: Consists of: (i) 4,348,315 shares of common stock owned by Ensisheim Partners, LLC ("Ensisheim"), and (ii) 478,543 shares of common stock owned directly by Dr. Quay. Shu-Chih Chen, Ph.D. and Dr. Quay share voting and investment power over the securities held by Ensisheim. Ensisheim is solely owned and controlled by Drs. Quay and Chen, and, as a result, Drs. Quay and Chen are deemed to be beneficial owners of the shares held by this entity.