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ATOSSA THERAPEUTICS, INC. — Director's Dealing 2016
Mar 10, 2016
34113_dirs_2016-03-10_92da83bb-2896-42b2-874b-dc5d71da9347.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ATOSSA GENETICS INC (ATOS)
CIK: 0001488039
Period of Report: 2016-03-09
Reporting Person: QUAY STEVEN C (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-09 | Common Stock | P | 15000 | $0.37 | Acquired | 4826858 | Indirect |
Footnotes
F1: Represents 15,000 shares purchased in an at-market transaction directly from Atossa Genetics, Inc.
F2: Consists of: (i) 4,348,315 shares of common stock owned by Ensisheim Partners, LLC ("Ensisheim"), and (ii) 478,543 shares of common stock owned directly by Dr. Quay. Shu-Chih Chen, Ph.D. and Dr. Quay share voting and investment power over the securities held by Ensisheim. Ensisheim is solely owned and controlled by Drs. Quay and Chen, and, as a result, Drs. Quay and Chen are deemed to be beneficial owners of the shares held by this entity.