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ATOSSA THERAPEUTICS, INC. — Director's Dealing 2016
Mar 10, 2016
34113_dirs_2016-03-10_0e239348-d192-4160-8192-aa7f2ff26ccf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ATOSSA GENETICS INC (ATOS)
CIK: 0001488039
Period of Report: 2016-03-09
Reporting Person: Chen Shu-Chih (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-09 | Common Stock | P | 15000 | $0.37 | Acquired | 4348315 | Indirect |
Footnotes
F1: Represents 15,000 shares purchased in an at-market transaction directly from Atossa Genetics, Inc.
F2: Consists of 4,348,315 shares of common stock owned by Ensisheim Partners, LLC ("Ensisheim"). Shu-Chih Chen, Ph.D. and Steven C. Quay, M.D., Ph.D., share voting and investment power over the securities held by Ensisheim. Ensisheim is solely owned and controlled by Drs. Chen and Quay, and, as a result, Drs. Chen and Quay are deemed to be beneficial owners of the shares held by this entity.
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