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ATOSSA THERAPEUTICS, INC. Director's Dealing 2014

Feb 14, 2014

34113_dirs_2014-02-14_d9e320f3-f3f9-420e-9381-171fd91c864b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: ATOSSA GENETICS INC (ATOS)
CIK: 0001488039
Period of Report: 2013-12-31

Reporting Person: QUAY STEVEN C (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-28 Common Stock G 1000 Disposed 583543 Direct
2013-07-18 Common Stock G 100000 Disposed 483543 Direct
2013-07-18 Common Stock G 5000 Disposed 478543 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4268315 Indirect

Footnotes

F1: Ensisheim Partners, LLC is wholly-owned by the Reporting Person and Dr. Shu-Chih Chen, the Chief Scientific Officer of the Issuer. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of all such securities for purposes of Section 16 or any other purpose.