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ATOSSA THERAPEUTICS, INC. — Director's Dealing 2014
Feb 14, 2014
34113_dirs_2014-02-14_d9e320f3-f3f9-420e-9381-171fd91c864b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ATOSSA GENETICS INC (ATOS)
CIK: 0001488039
Period of Report: 2013-12-31
Reporting Person: QUAY STEVEN C (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-28 | Common Stock | G | 1000 | — | Disposed | 583543 | Direct |
| 2013-07-18 | Common Stock | G | 100000 | — | Disposed | 483543 | Direct |
| 2013-07-18 | Common Stock | G | 5000 | — | Disposed | 478543 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4268315 | Indirect |
Footnotes
F1: Ensisheim Partners, LLC is wholly-owned by the Reporting Person and Dr. Shu-Chih Chen, the Chief Scientific Officer of the Issuer. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of all such securities for purposes of Section 16 or any other purpose.
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